In 1991 I established my own firm to concentrate on securities litigation. I was then able to represent clients on a contingency basis. I continued to do transactional work and in 1993 and 1994 I took a golf clothing manufacturer public. The next year I successfully represented the president of a public computer services company in defending a hostile proxy takeover. In 1996 I drafted a private placement memorandum to raise in excess of $20,000,000 to purchase, develop and operate a private golf club in Croton-on-Hudson, New York. I continued to represent the developer until the Offering was completed in 1999 with the club fully subscribed and the property fully developed.

From 1996 to 1998, when a global settlement agreement was achieved, I was retained by an insurance carrier as co-counsel to defend a registered representative who sold in excess of $14,000,000 in lease interests issued by promoters who were alleged to have perpetrated a $970,000,000 securities fraud.

In 2000 I received a significant recovery in a joint state court and arbitration proceeding representing the estate of an elderly securities fraud victim. A total of $946,715.95 was received by award in just the arbitration, after 17 days of hearings.

In November 2007 I argued and won an appeal in the United States Court of Appeals for the Second Circuit affirming an arbitration award I won years earlier.

In 2009 and 2010 I brought suit on behalf of investors and recovered losses sustained regarding Auction Rate Securities and Collateralized Debt Obligations.

From 2011-2013 I was successful in obtaining substantial recoveries for victims of a rogue broker who churned their accounts before engaging in a selling away Ponzi scheme.

I have also been retained as an expert witness in state court regarding 4(2) offerings.